Financial entrepreneurship comes with many responsibilities towards our customers, affiliated financial advisors, investors and employees. Proper governance is an inseparable part of that and is part of the SDG’s (Sustainable Development Goals) in our ESG-policy. To underline the importance of proper governance, CMIS Group adheres where applicable to the Dutch Corporate Governance Code.
The Group’s Board of Directors consists of experienced managers with material knowledge and experience in the financial market. The composition of the Board can be found here.
Risk, compliance & audits
CMIS Group’s Risk Assurance Program is based on the COSO industry standard. We make use of an operational platform allows us to manage our Risk-, Compliance- and Internal Audit programs. The platform provides detailed insights on legal entity, product- and process levels.
The CMIS Group (Cyber-) Information Security and Business Continuity Planning is based on market best practices and follows relevant ISO standards.
Relevant legal entities within CMIS Group were issued all required licenses and where needed exemptions for their operations from the Dutch Authority for the Financial Markets (AFM) who also exercises supervision. For more information please visit the website of the AFM.
Various activities executed by CMIS Group are regularly and objectively reviewed. Examples are our Fitch Ratings and ISAE 3402 type 2.
- Fitch Ratings: Primary Servicing RPS2
- Fitch Ratings: Special Servicing RSS2+
- Fitch Ratings: Master Servicer MS2+